Becoming a SEBI Registered Investment Advisor (RIA) allows you to offer professional financial advice legally in India. To start your journey, you must meet SEBI’s eligibility norms. Individuals should hold a graduate degree in finance, commerce, or a related field, along with at least five years of relevant experience. Additionally, clearing the NISM-Series-X-A and X-B Investment Adviser Certification Exams is mandatory before applying for SEBI registration.

Once you meet the eligibility requirements, gather the necessary documents—educational certificates, experience proofs, income tax returns, net worth certificates, and business plans. Next, submit your SEBI registration application online via the SEBI Intermediary Portal, along with the prescribed fees (₹5,000 for individuals and ₹25,000 for non-individuals). After document verification and compliance review, SEBI grants the SEBI Registered Advisory license.

This SEBI registration process ensures that investment advisors maintain transparency, professionalism, and fiduciary responsibility while serving clients. By becoming a SEBI registered investment advisor, you gain credibility, regulatory recognition, and the ability to provide personalized financial planning and investment services under SEBI guidelines.